GwG · Banks · Level 3 of 5

GwG for banks: Professional

Expert: Assess higher risks and reporting issues in a banking case

You process a bank case with several different clues and combine risk assessment, in-depth factual clarification and reporting verification. Here you distinguish individual search hits, confirmed information and legal requirements for the further procedure.

Training offer for Germany

Planned training time: 4 hours
Additional test: Voluntary · planned +45 minutes
After participation: Participation certificate and participation Badge

Interest in this training

View Test Option

Non-binding request to Timo Winkelbach. You can only select the additional exam if you wish.

Industry badge · 3 stars characterise the learning level. This example picture is not a personal proof and does not confirm passed examination.

Format and price for this level

Live online training

199 €

excluding VAT per participant and course

This level is offered as live online training.

Online examination included in the price

All prices exclude statutory VAT. The live training price depends on the level and date and will be confirmed before booking.

Payment via PayPal after your booking is confirmed.

Up-to-date training materials

Certificate of attendance and digital badge

The final examination is optional and takes place online. One attempt and one retake are included in the course price. Examination time is additional to learning time.

We use teaching case studies based on real practical questions. Individual advice on ongoing client matters is not provided during training.

Does this step fit you?

Who is the training for?

For experienced auditors, compliance employees and money laundering officers with responsibility for more demanding customer cases.

What prior knowledge do you need?

Secure knowledge of transaction verification and risk assessment; advanced level or comparable practical experience.

Your concrete added value

You can prepare reliable decision-making bases for money laundering officers and responsible management levels. The note shows which measure is justified by what information and why a single hit does not yet replace a full case assessment.

Weigh indications and prepare professional decisions

That's what you're working on in this training.

Evaluate different indications separately
You're working on a possible PEP name equation, an unclear business connection, and unusual payments. First you check the identity assignment and factual basis of each clue; then you examine its meaning in the overall picture of the customer relationship.
Reasoning for in-depth action
You assign specific case characteristics to selected facts of § 15 GwG and develop appropriate further investigations. Source of funding, consent and intensity of monitoring are treated as separate issues and linked to the respective conditions.
Prepare reporting and communication
You check the prerequisites for a possible message and document counterarguments as well as information gaps. A proposal for a decision combines result, responsibility and next steps; planned customer contacts are additionally examined in the relevant ban on information sharing.

Your learning goals

To correctly assign search hits to a person prior to their use.
Intensified measures are derived from specific risk-debt stocks.
To distinguish between risk assessment and reporting verification.
Create decision templates, including communication issues.

From knowledge to a well-founded case solution.

Fictional practice case · Banks

Company customer with several unexplained clues

A company customer shows unusual payment movements, a difficult-to-understand participation link and a possible name parallel in a PEP research. Investigate the clues individually, clarify their links and explain which measures and reporting questions are to be dealt with on the current information basis.

In focus: Weighted overall rating without mixing hits, risks and reporting requirements.

Your Exercise

You prioritize several hints about the same customer relationship and develop a coordinated test plan. A supplementary information will then lead to a targeted revision of your initial assessment.

Your work result and proof of participation

A case-by-case decision-making template containing weighted information, source documents, measures and separate reporting verification. After completing the training, you receive a participation certificate and a participation Badge for your sector and level.

How this relates to your daily work

You practice the professional coordination of more complex processes between audit, customer support and the responsible body. The documentation shows what facts the decision bears and how changes can be understood later.

Planned: 4 hours of training. With space for application.

The planned pure training time is 240 minutes. It includes knowledge transfer, application at the practice case and joint evaluation. Breaks are added. The data are planning values; we coordinate the concrete process before the training.

Knowledge & Classification: 90 minutes
Exercise & Application: 135 minutes
Evaluation & Transfer: 15 minutes

If you choose the optional additional exam, come 45 minutes The planned total time with examination is then 4.75 hours, plus breaks.

The final examination is optional and takes place online. One attempt and one retake are included in the course price. Examination time is additional to learning time.

Voluntary additional option · planned +45 minutes

You decide if you're going to take an additional exam.

Training is also possible without additional final examination. After completing your training you will receive a certificate of participation and a badge of participation. A proof of passing an examination requires successful participation in the voluntary supplementary examination.

Test format

Optional examination: reasoned decision proposal

Your exam task

You are working on a new multi-pointer and explaining measures, responsibilities and a separately examined communication issue.

This is what the evaluation depends on.

Notes can be assigned and weighted
Measures and reporting verification separately
Decision and communication clearly justified

Documentation of the test performance

After passing the optional assessment, you receive a record of achievement for this level explicitly identified as an assessment credential.

Request training with additional examination

Participation and examination performance remain recognizable.

The personal proof explicitly indicates whether the participation or a passed voluntary supplementary examination is confirmed. The badge graphic shows the industry and level of learning; it is not in itself a proof of performance.

Information about certificate and Badge verification →

Your badge shows the training series, sector and learning level. Together with your personal certificate, you can make your completed training visible in your CV or career profile.

Learn more about certificates and badges →

Legal bases and technical sources at this stage

The training works with the following sources. They shall help to justify the practice decisions on the basis of the relevant rules.

Interested in GwG for banks: Professional?

Your contact for the training request is Timo Winkelbach. You can reach him by e-mail to info@eu-aml.com or via the pre-filled request form.

Prepare training request

Series, industry and level are taken over. The request is non-binding.

View all five levels for banks →