GwG for lawyers: Practice and case solution
Planned training time 4.5 Hours Additional test Voluntary · planned +45 minutes After participation Participation certificate and participation Badge
Does this step fit you?
Who is the training for?
What prior knowledge do you need?
Your concrete added value
That's what you're working on in this training.
Building up the mandates You'll get a mandate agreement, registry records, power of attorneys and a payment plan. First of all, you determine the tasks assigned to you and draw up a test plan that brings together existing information, necessary evidence and open responsibilities for the law firm team. Evaluate changes in progress A new financing company and a modified payment order change the situation. You work on the data chronologically, review the assessments concerned and document which results to date remain sustainable and which have to be reexamined. Final note and handover You merge care, reporting and communication questions in the result note without mixing their different requirements. The evaluation also considers the traceability for another lawyer and the completeness of the related documents.
Your learning goals
Combination of activity and examination of participants in a total tactic. New financial information to be allocated to the audit steps concerned. Create a chronological and source-related decision-making documentation. The remaining tasks are handed over with responsibility and justification.
From knowledge to a well-founded case solution.
Company purchase with changing financing
Your Exercise
Your work result and proof of participation
How this relates to your daily work
Planned: 4.5 hours of training. With space for application.
Knowledge & Classification 60 minutes Exercise & Application 180 minutes Evaluation & Transfer 30 minutes
You decide if you're going to take an additional exam.
Test format
Your exam task
This is what the evaluation depends on.
Test path complete and mandate-related Changes processed in a comprehensible manner Result and responsibilities transferred intelligibly
Documentation of the test performance
Participation and examination performance remain recognizable.
Legal bases and technical sources at this stage
- GwG – Verpflichtete: Rechtsanwälte – § 2 Abs. 1 Nr. 10 GwG
- GwG – Wirtschaftlich Berechtigter – § 3 Abs. 1 bis 4 GwG
- GwG – Interne Sicherungsmaßnahmen – § 6 Abs. 1 und 2, insbesondere Abs. 2 Nr. 1 und 6 GwG
- GwG – Aufzeichnungs- und Aufbewahrungspflicht – § 8 Abs. 1 bis 4 GwG
- GwG – Allgemeine Sorgfaltspflichten – § 10 Abs. 1 bis 3a und 9 GwG; laufende Überwachung: Abs. 1 Nr. 5
- GwG – Identifizierung; Erhebung von Angaben zum Zweck der Identifizierung – § 11 Abs. 1, 3 bis 6 GwG
- GwG – Überprüfung von Angaben zum Zweck der Identifizierung – § 12 Abs. 1, 2 und 4 GwG
- GwG – Verstärkte Sorgfaltspflichten – § 15 Abs. 1 bis 6 GwG
- GwG – Meldepflicht von Verpflichteten – § 43 Abs. 1 und 2 GwG
- GwG – Verbot der Informationsweitergabe – § 47 Abs. 1, 2, 4 und 5 GwG
- BRAK – Auslegungs- und Anwendungshinweise zum GwG, 8. Auflage, Stand Juni 2024 – Abschnitt II (Anwendbarkeit), III (Sorgfaltspflichten), IV.2 (interne Sicherungsmaßnahmen) und V (Meldepflichten); zur Genehmigung durch die örtliche Rechtsanwaltskammer S. 1