GwG for insurance: Practice and case solution
Planned training time 4.5 Hours Additional test Voluntary · planned +45 minutes After participation Participation certificate and participation Badge
Does this step fit you?
Who is the training for?
What prior knowledge do you need?
Your concrete added value
That's what you're working on in this training.
Building the original file You will receive application documents, role information and proof of contributions. First, you clarify the product context, arrange the persons and develop a test plan that visibly links existing evidence as well as the relevant questions about the authorised person. Follow changes over the course An additional contribution, an amended subscription right and a supplementary declaration change the process. You document which person takes on which role at what time and which previous statement must be supplemented or re-examined. Merge the payment check You will work on a later payment request and bring together previous findings with the current information. The result distinguishes clarified points, additional measures and possible reporting questions; an explained evaluation checks the traceability of the entire processing.
Your learning goals
Connect application and contract history in a consistent file. Keep personal roles and evidence up-to-date in case of changes. Use previous findings for the later payment check. The results and responsibilities are clearly transferred between areas.
From knowledge to a well-founded case solution.
From the application to the modified beneficiary
Your Exercise
Your work result and proof of participation
How this relates to your daily work
Planned: 4.5 hours of training. With space for application.
Knowledge & Classification 60 minutes Exercise & Application 180 minutes Evaluation & Transfer 30 minutes
You decide if you're going to take an additional exam.
Test format
Your exam task
This is what the evaluation depends on.
Product, roles and course consistently recorded Changes and evidence processed in a comprehensible manner Result and open follow-up tasks clearly documented
Documentation of the test performance
Participation and examination performance remain recognizable.
Legal bases and technical sources at this stage
- GwG – Verpflichtete: Versicherungsunternehmen und Versicherungsvermittler – § 2 Abs. 1 Nr. 7 und 8 GwG
- GwG – Interne Sicherungsmaßnahmen – § 6 Abs. 1 und 2, insbesondere Abs. 2 Nr. 1 und 6 GwG
- GwG – Aufzeichnungs- und Aufbewahrungspflicht – § 8 Abs. 1 bis 4 GwG
- GwG – Allgemeine Sorgfaltspflichten – § 10 Abs. 1 bis 3a und 9 GwG; laufende Überwachung: Abs. 1 Nr. 5
- GwG – Identifizierung; Erhebung von Angaben zum Zweck der Identifizierung – § 11 Abs. 1, 3 bis 6 GwG
- GwG – Überprüfung von Angaben zum Zweck der Identifizierung – § 12 Abs. 1, 2 und 4 GwG
- GwG – Verstärkte Sorgfaltspflichten – § 15 Abs. 1 bis 6 GwG
- GwG – Meldepflicht von Verpflichteten – § 43 Abs. 1 und 2 GwG
- GwG – Verbot der Informationsweitergabe – § 47 Abs. 1, 2, 4 und 5 GwG
- VAG – Allgemeine Sorgfaltspflichten in Bezug auf den Bezugsberechtigten – § 54 Abs. 1 bis 3 VAG
- VAG – Verstärkte Sorgfaltspflichten – § 55 VAG